Date authorised
1 April 2013
Companies House
OC305927
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Eighth Floor
    2 More London Riverside
    London
    SE1 2JT
    UNITED KINGDOM
    Phone
    +442072345000
  • Complaints Contact

    8th Floor
    2 More London Riverside
    London
    SE1 2JT
    UNITED KINGDOM
    Phone
    +442072345000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Ross Standen Morley

    IRN DRM01130

    • [FCA CF] Material risk taker (since 30 Jan 2026)
    • [FCA CF] Client dealing (since 29 Jul 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Jul 2021)
    • SMF27 Partner (9 Dec 2019 to 1 Apr 2025)
    • CF30 Customer (20 Jun 2008 to 8 Dec 2019)
    • CF4 Partner (28 Jun 2004 to 8 Dec 2019)
  • David Russell Cooke

    IRN DRC01201

    • CF4 Partner (27 Sep 2016 to 9 Dec 2019)
  • Donald MacInnes Peck

    IRN DMP01049

    • CF30 Customer (10 Jun 2008 to 19 Dec 2008)
    • CF4 Partner (28 Jun 2004 to 19 Dec 2008)
  • Dong Zhong

    IRN DXZ01042

    • CF4 Partner (1 Jan 2011 to 11 Apr 2019)
  • Edmund Hubert Anthony Williams

    IRN EXW17355

    • [FCA CF] Material risk taker (15 Apr 2024 to 13 Dec 2024)
    • [FCA CF] Client dealing (15 Apr 2024 to 13 Dec 2024)
  • G Felda Hardymon

    IRN GFH01027

    • CF2 Non Executive Director (27 Feb 2014 to 30 Jun 2016)
  • Ganapati Rathinam

    IRN GXR01319

    • CF4 Partner (11 Dec 2006 to 8 Feb 2016)
  • Gary James Addison

    IRN GXA01086

    • CF4 Partner (30 Jul 2009 to 25 May 2012)
  • George Nicholas Selbie

    IRN GNS01015

    • CF1 Director (AR) (1 Dec 2004 to 17 Jul 2006)
    • CF4 Partner (28 Jun 2004 to 30 Sep 2005)
    • CF27 Investment Management (28 Jun 2004 to 30 Sep 2005)
  • Gillian Mary Arthur

    IRN GMA01016

    • CF4 Partner (28 Jun 2004 to 12 Apr 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.