Date authorised
1 October 2018
Companies House
11376968
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 6
    Sapphire House
    Crown Way
    Rushden
    Northamptonshire
    NN10 6FB
    UNITED KINGDOM
    Phone
    +441536607070
  • Complaints Contact

    Suite 6
    Sapphire House
    Crown Way
    Rushden
    Northamptonshire
    NN10 6FB
    UNITED KINGDOM
    Phone
    +441536607070

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • GEORGINA JANE SPENCER

    IRN GXS00410

    • Responsible for Insurance Distribution (since 18 Dec 2025)
    • SMF3 Executive Director (since 20 Mar 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Jan 2022 to 4 Feb 2026)
  • Mark Royston Cooper

    IRN MRC00021

    • Responsible for Insurance Distribution (1 Apr 2025 to 8 Sep 2025)
    • SMF3 Executive Director (1 Apr 2025 to 8 Sep 2025)
  • Michael Davis

    IRN MXD00108

    • CF1 Director (AR) (11 Mar 2020 to 30 Jan 2023)
    • SMF3 Executive Director (9 Dec 2019 to 8 Apr 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 8 Apr 2025)
    • CF1 Director (1 Oct 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Oct 2018 to 1 Oct 2018)
  • Nigel Richard Wellings

    IRN NRW01054

    • SMF3 Executive Director (since 6 Jan 2020)
  • Norman Charles Paske

    IRN NCP01032

    • Director of firm who is not a certification employee or a SMF manager (since 21 May 2021)
  • Rollo Crispin Gillespie Parsons

    IRN RCP01090

    • SMF3 Executive Director (since 20 Mar 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Jan 2022 to 4 Feb 2026)
    • CF1 Director (AR) (1 Mar 2020 to 30 Jan 2023)
  • STEVEN CORTON

    IRN SXC00732

    • Director of firm who is not a certification employee or a SMF manager (1 Jan 2022 to 19 Feb 2025)
  • Sarah Attwood

    IRN SXA33528

    • CF1 Director (AR) (6 Mar 2020 to 30 Jan 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Acres South Ltd (no longer appointed)

    FRN 845064 · Appointed 1 Jul 2019 · Until 23 Nov 2021

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.