Acies Management Holdings Limited

Date authorised
12 April 2019
Companies House
11136744
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Acies MGU AMHL
    71 Fenchurch Street
    London
    City Of London
    EC3M 4BS
    UNITED KINGDOM
    Phone
    +4402076485177
    Web
    https://www.aciesmgu.com

  • Complaints Contact

    71 Fenchurch Street
    London
    EC3M 4BS
    UNITED KINGDOM
    Phone
    +442076484250

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Wright

    IRN NXW00279

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Oct 2025)
    • SMF16 Compliance Oversight (since 31 Oct 2025)
  • PAUL CHAN

    IRN PXC00289

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Paula Jane Duplock

    IRN PXD12117

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 May 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 May 2021)
    • CF10 Compliance Oversight (12 Apr 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Apr 2019 to 8 Dec 2019)
  • Peter John Horncastle

    IRN PXH12118

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 May 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 May 2021)
    • CF11 Money Laundering Reporting (30 Jul 2019 to 8 Dec 2019)
    • CF1 Director (30 Jul 2019 to 8 Dec 2019)
  • Richard Baxter

    IRN RXB01124

    • [FCA CF] Significant management (since 24 Oct 2025)
  • Timothy Alan James

    IRN TAJ01029

    • CF1 Director (AR) (since 2 Jul 2024)
  • Tom Yori Griffiths

    IRN TXG00277

    • SMF3 Executive Director (since 15 Jan 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.