ACG Advisors (UK) LLP

Date authorised
28 August 2014
Companies House
OC385075
Last scraped
1 day ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    34 Lime Street
    Floor 2
    London
    City Of London
    EC3M 7AT
    UNITED KINGDOM
    Phone
    +442035405150
    Web
    https://www.acg.group

  • Complaints Contact

    34 Lime Street
    London
    City Of London
    EC3M 7AT
    UNITED KINGDOM
    Phone
    +442035405150

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Eligible Counterparty

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Professional, Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Eligible Counterparty, Commodity Future, Future (excluding a commodity future and a rolling spot forex contract), Commodity option and option on commodity future, Rights to or interests in investments (Contractually Based Investments), Option (excluding a commodity option and an option on a commodity future), Unit, Rights to or interests in investments (Security), Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Rights to or interests in investments (Contractually Based Investments), Debenture, Warrant, Rights to or interests in investments (Security), Unit, Option (excluding a commodity option and an option on a commodity future), Certificates representing certain security, Government and public security, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Unit, Rights to or interests in investments (Contractually Based Investments), Commodity option and option on commodity future, Commodity Future, Government and public security, Certificates representing certain security, Share, Warrant, Rolling spot forex contract, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Debenture

    Show 1 limitation
    • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

  • Investment Setup

    For Professional, Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Share, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant, Commodity Future

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Future (excluding a commodity future and a rolling spot forex contract), Warrant, Government and public security, Commodity option and option on commodity future, Debenture, Share, Option (excluding a commodity option and an option on a commodity future), Unit, Rights to or interests in investments (Contractually Based Investments), Certificates representing certain security, Rights to or interests in investments (Security), Commodity Future

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Professional, Eligible Counterparty, Debenture, Rights to or interests in investments (Contractually Based Investments), Warrant, Certificates representing certain security, Government and public security, Share, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Absolute Capital Group AG

    IRN XXA01287

    • (8)SMF27 Partner (since 9 Dec 2019)
    • (25)CF4 Partner (28 Aug 2014 to 8 Dec 2019)
  • Alberto Carlo Luigi Ferro-Villani

    IRN ACF01091

    • (7)[FCA CF] Client dealing (since 26 Mar 2021)
    • (4)SMF27 Partner (since 9 Dec 2019)
    • (5)SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • (6)SMF16 Compliance Oversight (since 9 Dec 2019)
    • (22)CF10 Compliance Oversight (28 Aug 2014 to 8 Dec 2019)
    • (21)CF11 Money Laundering Reporting (28 Aug 2014 to 8 Dec 2019)
    • (23)CF4 Partner (28 Aug 2014 to 8 Dec 2019)
    • (20)CF30 Customer (28 Aug 2014 to 8 Dec 2019)
  • Alessandro Muci

    IRN AXM02518

    • (26)CF30 Customer (3 Dec 2019 to 8 Dec 2019)
  • Antonio Bognetti

    IRN AXB02037

    • (2)CF30 Customer (7 Apr 2015 to 3 Feb 2016)
  • Carlo Giuseppe Montenovesi

    IRN CGM01099

    • (4)CF30 Customer (10 Jan 2017 to 8 Dec 2019)
  • Dario Pacifico

    IRN DXP01625

    • (17)[FCA CF] Client dealing (30 Mar 2021 to 28 Apr 2021)
    • (16)CF30 Customer (17 Oct 2019 to 8 Dec 2019)
  • David Jonathan Roger Marsh

    IRN DJM01554

    • (1)[FCA CF] Client dealing (since 30 Mar 2021)
    • (12)CF30 Customer (5 Nov 2015 to 8 Dec 2019)
  • David Lesley Murray Kennett

    IRN DLK01009

    • (7)CF30 Customer (8 Jul 2016 to 9 Oct 2017)
  • Gabriele Pisano

    IRN GXP01136

    • (11)CF1 Director (AR) (20 Apr 2017 to 1 Mar 2022)
    • (10)CF30 Customer (20 Apr 2017 to 1 Mar 2022)
  • Jason Robert Fitzpatrick

    IRN JRF01098

    • (5)CF30 Customer (28 Aug 2014 to 22 Jan 2015)
    • (6)CF4 Partner (28 Aug 2014 to 22 Jan 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • ETEG Capital Ltd (no longer appointed)

    FRN 776766 · Appointed 18 Apr 2017 · Until 1 Mar 2022

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (4)CF30 Customer

  2. controlled function added: (3)CF30 Customer

  3. controlled function added: (2)CF30 Customer

  4. controlled function added: (1)CF30 Customer

  5. controlled function removed: [FCA CF] Client dealing

  6. controlled function removed: SMF16 Compliance Oversight

  7. controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO)

  8. controlled function removed: SMF27 Partner

  9. controlled function removed: [FCA CF] Client dealing

  10. controlled function removed: SMF27 Partner

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