Acetop Financial Limited

• Principal Place of Business

  Acetop Financial Ltd

  13 St. Swithin's Lane

  London

  City Of London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +448009551710

  Web

  https://www.acetop.uk

• Complaints Contact

  Acetop Financial Ltd

  13 St. Swithin's Lane

  London

  City Of London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +442073821710

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Alexander John Orchan

  IRN AJO01050

  • [FCA CF] Client dealing (since 18 Oct 2022)
  • CF30 Customer (1 Nov 2017 to 8 Dec 2019)
• Bradley Marriott

  IRN BXM00207

  • [FCA CF] Client dealing (9 Dec 2019 to 6 May 2022)
• Cerri-Anne Sheila Quinton

  IRN CXQ01018

  • [PRA CF] Key function holder (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] CASS oversight function (since 9 Dec 2019)
  • CF10 Compliance Oversight (7 Dec 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (7 Dec 2017 to 8 Dec 2019)
  • CF10a CASS Oversight function (11 Sep 2017 to 8 Dec 2019)
• Chi Pok Cheung

  IRN CPC01084

  • CF2 Non Executive Director (11 Sep 2017 to 10 Oct 2019)
• Christine Kendall-Jones

  IRN CXK01336

  • CF11 Money Laundering Reporting (11 Sep 2017 to 31 Oct 2017)
  • CF1 Director (11 Sep 2017 to 6 Nov 2017)
  • CF10 Compliance Oversight (11 Sep 2017 to 31 Oct 2017)
• Henry Robin Roe

  IRN HXR00137

  • [FCA CF] Client dealing (14 Mar 2022 to 21 Oct 2022)
• Hon Kwong Tang

  IRN HKT01007

  • CF2 Non Executive Director (11 Sep 2017 to 8 Dec 2019)
• Josh Luton

  IRN JXL00328

  • [FCA CF] Client dealing (1 Oct 2020 to 11 Mar 2022)
• Mark Gemma

  IRN MXG01272

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF3 Chief Executive (25 Sep 2019 to 8 Dec 2019)
  • CF1 Director (24 Oct 2017 to 8 Dec 2019)
  • CF30 Customer (11 Sep 2017 to 8 Dec 2019)
• Richard Daniel Nathan

  IRN RDN01012

  • CF30 Customer (2 Nov 2017 to 19 Mar 2019)

No changes recorded yet.