Accrue Investment Management Ltd

• Principal Place of Business

  4 Queen Street

  Bath

  BA1 1HE

  UNITED KINGDOM

  Phone

  +4401225303333

  Web

  https://www.accrueinvest.co.uk

• Complaints Contact

  4 Queen Street

  Bath

  BA1 1HE

  UNITED KINGDOM

  Phone

  +4401225303333

• P2P Lending Advice

  For Retail (Investment)

• Investment Advice (no pensions)

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Retail (Investment)

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Gavin Jeremy Alcott

  IRN GJA01036

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 30 Jun 2022)
  • [FCA CF] Functions requiring qualifications (since 30 Jun 2022)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF3 Chief Executive (5 Mar 2004 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (5 Mar 2004 to 31 Oct 2007)
  • CF1 Director (5 Mar 2004 to 8 Dec 2019)
  • CF21 Investment Adviser (5 Mar 2004 to 31 Oct 2007)
  • CF27 Investment Management (5 Mar 2004 to 31 Oct 2007)
• Jonathan Charles Henry Toogood

  IRN JCT01059

  • CF2 Non Executive Director (5 Mar 2004 to 10 May 2007)
• Martin Carrick Powell

  IRN MCP01041

  • CF2 Non Executive Director (5 Mar 2004 to 12 Dec 2008)
• Martin Peter Badder

  IRN MPB01123

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2024)
  • CF30 Customer (20 Aug 2013 to 8 Dec 2019)
• Nicholas Howe

  IRN NXH01179

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 30 Jun 2022)
  • [FCA CF] CASS oversight function (since 30 Jun 2022)
  • [FCA CF] Client dealing (since 30 Jun 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (3 Jun 2004 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (5 Mar 2004 to 8 Dec 2019)
  • CF21 Investment Adviser (5 Mar 2004 to 31 Oct 2007)
  • CF27 Investment Management (5 Mar 2004 to 31 Oct 2007)
  • CF10 Compliance Oversight (5 Mar 2004 to 8 Dec 2019)
• They Hong McLean-Foreman

  IRN THM01026

  • CF30 Customer (16 Dec 2008 to 23 Jan 2012)

No changes recorded yet.