Access Equity Management Limited

Date authorised
1 April 2013
Companies House
04077379
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    43-45 Dorset Street
    -
    London
    W1U 7NA
    UNITED KINGDOM
    Phone
    +442078287230
    Web
    https://www.access-em.com

  • Complaints Contact

    43-45 Dorset Street
    -
    London
    W1U 7NA
    UNITED KINGDOM
    Phone
    +442078287230

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sujit Shome

    IRN SXS01537

    • CF21 Investment Adviser (7 Jul 2004 to 29 Jul 2004)
  • Timothy James Brown

    IRN TJB01102

    • CF21 Investment Adviser (11 Aug 2004 to 31 May 2005)
  • Tobias J Raymond

    IRN TJR01058

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (28 May 2002 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (28 May 2002 to 31 Mar 2009)
    • CF21 Investment Adviser (28 May 2002 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (28 May 2002 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 May 2002 to 8 Dec 2019)
    • CF1 Director (28 May 2002 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.