Date authorised
1 April 2013
Companies House
04077379
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    43-45 Dorset Street
    -
    London
    W1U 7NA
    UNITED KINGDOM
    Phone
    +442078287230
  • Complaints Contact

    43-45 Dorset Street
    -
    London
    W1U 7NA
    UNITED KINGDOM
    Phone
    +442078287230

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joanne Robinson

    IRN JSW01136

    • CF30 Customer (11 Sep 2019 to 31 Mar 2023)
  • John Lawrence Pitts

    IRN JLP01074

    • CF30 Customer (19 Jul 2016 to 20 Oct 2023)
    • CF1 Director (AR) (11 Apr 2016 to 20 Oct 2023)
  • John Omoya

    IRN JXO01114

    • CF21 Investment Adviser (16 Sep 2004 to 31 May 2005)
  • Kenneth Madill

    IRN KJM01076

    • CF21 Investment Adviser (22 Nov 2004 to 13 Jun 2005)
  • Leandro Javier Kremen Slipacob

    IRN LJK01044

    • CF30 Customer (19 Apr 2016 to 4 Apr 2018)
  • Meagan Lewis

    IRN MXL00207

    • CF30 Customer (27 May 2022 to 9 Nov 2023)
    • CF3 Chief Executive (27 May 2022 to 9 Nov 2023)
  • Mija Tolusic

    IRN MXT01303

    • CF30 Customer (2 Aug 2012 to 28 Jun 2013)
    • CF4 Partner (AR) (2 Aug 2012 to 28 Jun 2013)
  • Nailesh Teraiya

    IRN NXT01116

    • CF21 Investment Adviser (16 Sep 2004 to 31 May 2005)
  • Nicholas Mark Kaufmann

    IRN NMK01014

    • CF30 Customer (1 Nov 2007 to 3 Mar 2014)
    • CF1 Director (AR) (8 Jan 2004 to 3 Mar 2014)
    • CF23 Corporate Finance Adviser (8 Jan 2004 to 31 Oct 2007)
  • Nicolas McDonald

    IRN NXM01863

    • CF1 Director (AR) (25 Jun 2018 to 29 Apr 2019)
    • CF30 Customer (25 Jun 2018 to 29 Apr 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.