Accenture Post-Trade Processing Limited

• Principal Place of Business

  One Plantation Place

  30 Fenchurch Street

  London

  EC3M 3BD

  UNITED KINGDOM

  Phone

  +4402078444000

• Complaints Contact

  Plantation Place

  30 Fenchurch Street

  London

  City Of London

  EC3M 3BD

  UNITED KINGDOM

  Phone

  +4402078444000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Non-investment insurance contracts, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Abhishek Jain

  IRN AXJ00368

  • Responsible for Insurance Distribution (25 May 2023 to 31 Jul 2024)
  • SMF3 Executive Director (25 May 2023 to 31 Jul 2024)
• Andrew David Poppleton

  IRN AXP02298

  • CF2 Non Executive Director (21 Jan 2015 to 15 Jan 2019)
• David Alan Turmaine

  IRN DAT01127

  • CF11 Money Laundering Reporting (21 Jan 2015 to 17 Oct 2016)
  • CF10 Compliance Oversight (21 Jan 2015 to 13 Mar 2017)
• Dean Lee Jayson

  IRN DLJ01066

  • SMF3 Executive Director (9 Dec 2019 to 9 May 2023)
  • CF8 Apportionment and Oversight (4 Sep 2018 to 8 Dec 2019)
  • CF1 Director (4 Sep 2018 to 8 Dec 2019)
• Gareth John Newton

  IRN GJN01039

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (9 Nov 2016 to 8 Dec 2019)
  • CF28 Systems and controls (9 Nov 2016 to 8 Dec 2019)
• Laurent Nordmann

  IRN LXN01201

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF10 Compliance Oversight (31 Mar 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (9 Nov 2016 to 8 Dec 2019)
• Marie Geraldine Soguilon

  IRN MXS01460

  • CF1 Director (AR) (since 25 Sep 2023)
• Matthew Johnathan Long

  IRN MXL10178

  • CF2 Non Executive Director (5 Mar 2019 to 8 Dec 2019)
• Nicholas John Longman

  IRN NJL01101

  • CF1 Director (21 Jan 2015 to 5 Dec 2016)
  • CF28 Systems and controls (21 Jan 2015 to 5 Dec 2016)
• Owen Jelf

  IRN OXJ01043

  • CF8 Apportionment and Oversight (21 Jan 2015 to 21 Aug 2018)
  • CF1 Director (21 Jan 2015 to 21 Aug 2018)

• Accenture Business Services, Inc.

  FRN 1000499 · Appointed 25 Sep 2023

No changes recorded yet.