Acacia Wealth Limited

• Principal Place of Business

  1 St Katharine's Way

  -

  London

  E1W 1UN

  ENGLAND

  Phone

  +447889727306

  Web

  https://www.acaciawealth.co.uk

• Complaints Contact

  7 Bell Yard

  LONDON

  WC2A 2JR

  UNITED KINGDOM

  Phone

  +447889727306

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ben Lionel Tomlison Hayward

  IRN BXH07068

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 7 Aug 2023)
  • [FCA CF] Functions requiring qualifications (since 7 Aug 2023)
• Christopher Paul Jackson

  IRN CPJ01010

  • SMF3 Executive Director (9 Dec 2019 to 6 Nov 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Nov 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 6 Nov 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 6 Nov 2023)
  • CF1 Director (1 Apr 2010 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Apr 2010 to 30 Sep 2018)
  • CF30 Customer (1 Apr 2010 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Apr 2010 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Apr 2010 to 8 Dec 2019)
• Graeme Lance

  IRN GXL00376

  • Director of firm who is not a certification employee or a SMF manager (since 22 Jan 2026)
• Jolanta Maria Filipek

  IRN JXF00385

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 29 Jul 2025)
  • [FCA CF] Client dealing (since 29 Jul 2025)
• Neil Kleinsmith

  IRN NXK00378

  • Director of firm who is not a certification employee or a SMF manager (since 22 Jan 2026)
• Tyron Edmonds

  IRN TXE01096

  • SMF16 Compliance Oversight (since 18 Oct 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Oct 2023)
  • Responsible for Insurance Distribution (since 18 Oct 2023)
  • SMF3 Executive Director (since 13 Apr 2023)

No changes recorded yet.