Date authorised
1 April 2013
Companies House
03526143
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    280 Bishopsgate
    London
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +4402074636000
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +4401313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Pension fund management

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Issues Insurance

    For All, Life and annuity, Linked long-term, Pension fund management

  • Investment Setup

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas David Kingston

    IRN TDK01006

    • CF1 Director (1 Dec 2001 to 20 Dec 2005)
    • CF2 Non Executive Director (1 Dec 2001 to 3 Mar 2006)
  • Thomas James Lloyd

    IRN TJL01123

    • SMF5 Head of Internal Audit (15 May 2019 to 30 Sep 2021)
  • Tom McCormick

    IRN TXM00086

    • [FCA CF] Significant management (3 Jun 2020 to 9 Jul 2021)
  • Tracey Elizabeth Hahn

    IRN TEH01029

    • SMF7 Group Entity Senior Manager (since 21 Feb 2022)
  • Vikesh Ghelani

    IRN VXG01240

    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 22 Sep 2017)
    • CF28 Systems and controls (29 Sep 2015 to 6 Mar 2016)
  • Vincent Quattrucci

    IRN VXQ01001

    • CF27 Investment Management (3 Dec 2003 to 30 Sep 2005)
  • Walter Lee Knell

    IRN WLK01003

    • CF13 Finance (18 Apr 2002 to 2 May 2003)
  • Will Lynch

    IRN WXL00045

    • SMF18 Other Overall Responsibility (17 Jul 2023 to 12 Dec 2025)
    • [FCA CF] Significant management (27 May 2021 to 17 Jul 2023)
  • William John Rattray

    IRN WXR01040

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 3 Jun 2019)
    • SIMF7 Group Entity Senior Insurance Manager Function (13 May 2016 to 9 Dec 2018)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF1 Director (5 Jan 2006 to 2 Dec 2008)
    • CF13 Finance (1 Oct 2005 to 31 Oct 2007)
  • Xavier Meyer

    IRN XXM00006

    • SMF7 Group Entity Senior Manager (since 6 Jun 2023)
    • [FCA CF] Material risk taker (1 Jan 2023 to 6 Jun 2023)
    • [FCA CF] Significant management (28 Jul 2022 to 6 Jun 2023)
    • [FCA CF] Manager of certification employee (28 Jul 2022 to 6 Jun 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.