Date authorised
1 April 2013
Companies House
SC108419
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    280 Bishopsgate
    London
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +4402074636000
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +4401313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Life Policy, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Susan Hill

    IRN SXB01490

    • (216)CF27 Investment Management (1 Dec 2001 to 1 Dec 2004)
  • Susan Joan Tarry

    IRN SJT01097

    • (475)CF30 Customer (5 Apr 2018 to 7 Jun 2018)
  • Susan Margaret McDonald

    IRN SMM01170

    • (820)CF30 Customer (23 May 2011 to 24 Jun 2016)
  • Susana Ho

    IRN SXH01949

    • (164)CF30 Customer (3 Oct 2017 to 1 Feb 2019)
  • Svitlana Gubriy

    IRN SXG01526

    • (254)[FCA CF] Manager of certification employee (since 9 Dec 2019)
    • (255)[FCA CF] Significant management (since 9 Dec 2019)
    • (253)[FCA CF] Client dealing (since 9 Dec 2019)
    • (904)[FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • (903)CF30 Customer (5 Apr 2018 to 8 Dec 2019)
  • Syeda Mubashira Bukhari

    IRN SMB01262

    • (287)[FCA CF] Client dealing (since 9 Dec 2019)
    • (1631)[FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • (1630)CF30 Customer (2 Dec 2009 to 8 Dec 2019)
  • THOMAS WALKER

    IRN TXW01393

    • (60)[FCA CF] Manager of certification employee (since 12 Sep 2025)
    • (59)[FCA CF] Client dealing (since 12 Sep 2025)
    • (1008)[FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • (1007)[FCA CF] Client dealing (9 Dec 2019 to 22 Jun 2025)
    • (1006)CF30 Customer (5 Apr 2018 to 8 Dec 2019)
  • Takashi Saito

    IRN TXS01100

    • (302)CF30 Customer (1 Apr 2014 to 4 Nov 2016)
  • Tamsin Jane Balfour

    IRN TJB01139

    • (1348)[FCA CF] Significant management (9 Dec 2019 to 6 Mar 2023)
    • (1347)[FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
  • Terence Isaac Stephen Nahar

    IRN TIN01000

    • (1503)[FCA CF] Client dealing (9 Dec 2019 to 18 Oct 2021)
    • (1502)CF30 Customer (1 Apr 2014 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (319)[FCA CF] Client dealing

  2. controlled function added: (318)[FCA CF] Manager of certification employee

  3. controlled function added: (317)[FCA CF] Client dealing

  4. controlled function added: (316)[FCA CF] Client dealing

  5. controlled function added: (315)[FCA CF] Client dealing

  6. controlled function added: (314)[FCA CF] Manager of certification employee

  7. controlled function added: (313)[FCA CF] Client dealing

  8. controlled function added: (312)[FCA CF] Client dealing

  9. controlled function added: (311)[FCA CF] Client dealing

  10. controlled function added: (310)[FCA CF] Client dealing