Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
280 BishopsgateLondonEC2M 4AGUNITED KINGDOM- Phone
- +4402074636000
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Complaints Contact
1 George StreetEdinburghMidlothianEH2 2LLUNITED KINGDOM- Phone
- +4401313729444
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Professional, Eligible Counterparty
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Investment Advice (no pensions)
For Commercial, Professional, Eligible Counterparty, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Investment), Professional, Eligible Counterparty, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Non-investment insurance contracts, Life Policy
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Stockbroking
For Commercial, Retail (Investment), Professional, Eligible Counterparty, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Commercial, Retail (Investment), Professional, Eligible Counterparty, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Susan Hill
IRN SXB01490
- (216)CF27 Investment Management (1 Dec 2001 to 1 Dec 2004)
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Susan Joan Tarry
IRN SJT01097
- (475)CF30 Customer (5 Apr 2018 to 7 Jun 2018)
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Susan Margaret McDonald
IRN SMM01170
- (820)CF30 Customer (23 May 2011 to 24 Jun 2016)
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Susana Ho
IRN SXH01949
- (164)CF30 Customer (3 Oct 2017 to 1 Feb 2019)
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Svitlana Gubriy
IRN SXG01526
- (254)[FCA CF] Manager of certification employee (since 9 Dec 2019)
- (253)[FCA CF] Client dealing (since 9 Dec 2019)
- (255)[FCA CF] Significant management (since 9 Dec 2019)
- (904)[FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
- (903)CF30 Customer (5 Apr 2018 to 8 Dec 2019)
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Syeda Mubashira Bukhari
IRN SMB01262
- (287)[FCA CF] Client dealing (since 9 Dec 2019)
- (1631)[FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
- (1630)CF30 Customer (2 Dec 2009 to 8 Dec 2019)
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THOMAS WALKER
IRN TXW01393
- (59)[FCA CF] Client dealing (since 12 Sep 2025)
- (60)[FCA CF] Manager of certification employee (since 12 Sep 2025)
- (1007)[FCA CF] Client dealing (9 Dec 2019 to 22 Jun 2025)
- (1008)[FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
- (1006)CF30 Customer (5 Apr 2018 to 8 Dec 2019)
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Takashi Saito
IRN TXS01100
- (302)CF30 Customer (1 Apr 2014 to 4 Nov 2016)
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Tamsin Jane Balfour
IRN TJB01139
- (1347)[FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
- (1348)[FCA CF] Significant management (9 Dec 2019 to 6 Mar 2023)
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Terence Isaac Stephen Nahar
IRN TIN01000
- (1503)[FCA CF] Client dealing (9 Dec 2019 to 18 Oct 2021)
- (1502)CF30 Customer (1 Apr 2014 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Abtrust Pointon Pension Fund Managers Limited (no longer appointed)
FRN 205620 · Appointed 24 Apr 1996 · Until 20 Aug 2002
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (29)[FCA CF] Client dealing
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controlled function added: (28)[FCA CF] Client dealing
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controlled function added: (27)[FCA CF] Client dealing
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controlled function added: (26)[FCA CF] Client dealing
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controlled function added: (25)[FCA CF] Manager of certification employee
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controlled function added: (24)[FCA CF] Client dealing
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controlled function added: (23)[FCA CF] Manager of certification employee
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controlled function added: (22)[FCA CF] Client dealing
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controlled function added: (21)[FCA CF] Manager of certification employee
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controlled function added: (20)[FCA CF] Client dealing