abrdn Investments Limited

FRN: 121891
Date authorised: 1 April 2013
Companies House: SC108419
Last scraped: 4 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

280 Bishopsgate

London

EC2M 4AG

UNITED KINGDOM

Phone

+4402074636000

Web

https://www.aberdeeninvestments.com
Complaints Contact

1 George Street

Edinburgh

Midlothian

EH2 2LL

UNITED KINGDOM

Phone

+4401313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Professional, Eligible Counterparty
Investment Advice (no pensions)

For Commercial, Professional, Eligible Counterparty, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Investment), Professional, Eligible Counterparty, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Insurance Admin

For Commercial, Non-investment insurance contracts, Life Policy
Stockbroking

For Commercial, Retail (Investment), Professional, Eligible Counterparty, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Investment Setup

For Commercial, Retail (Investment), Professional, Eligible Counterparty, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Manages Your Portfolio

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Yoojeong Oh
IRN YXO01034
- (401)CF30 Customer (1 Nov 2007 to 29 Aug 2014)
- (402)CF27 Investment Management (7 Mar 2007 to 31 Oct 2007)
Yoon Chou Chong
IRN YCC01004
- (434)CF30 Customer (1 Nov 2007 to 29 Aug 2014)
- (435)CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Yue Cen
IRN YXC00022
- (1246)[FCA CF] Material risk taker (1 Apr 2021 to 5 Dec 2022)
- (1245)[FCA CF] Client dealing (12 Mar 2021 to 5 Dec 2022)
Yun Gabrielle Li
IRN YGL01002
- (223)[FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
- (222)CF30 Customer (8 Apr 2019 to 8 Dec 2019)
Zoe Helen Woods
IRN ZHW01000
- (460)CF30 Customer (7 Jan 2009 to 24 Jun 2014)
Zoe Hodge
IRN ZXH00009
- (1408)[FCA CF] Significant management (9 Dec 2019 to 5 Mar 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Abtrust Pointon Pension Fund Managers Limited (no longer appointed)
FRN 205620 · Appointed 24 Apr 1996 · Until 20 Aug 2002

Recent activity

Updates to this firm's record on the FCA register.

4 days ago
controlled function added: (59)[FCA CF] Client dealing
4 days ago
controlled function added: (58)[FCA CF] Client dealing
4 days ago
controlled function added: (57)[FCA CF] Client dealing
4 days ago
controlled function added: (56)[FCA CF] Client dealing
4 days ago
controlled function added: (55)[FCA CF] Client dealing
4 days ago
controlled function added: (54)[FCA CF] Client dealing
4 days ago
controlled function added: (53)[FCA CF] Client dealing
4 days ago
controlled function added: (52)[FCA CF] Significant management
4 days ago
controlled function added: (51)[FCA CF] Manager of certification employee
4 days ago
controlled function added: (50)[FCA CF] Significant management

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.