Date authorised
1 April 2013
Companies House
SC108419
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    280 Bishopsgate
    London
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +4402074636000
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +4401313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Life Policy, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Valerie Rahmani

    IRN VXR01185

    • (9)CF2 Non Executive Director (29 Jan 2015 to 14 Aug 2017)
  • Veronica Gallo-Alvarez

    IRN VXG01099

    • (2159)[FCA CF] Manager of certification employee (9 Dec 2019 to 9 Aug 2022)
  • Victor Noel Beamish

    IRN VNB01001

    • (178)CF30 Customer (1 Nov 2007 to 29 Jan 2016)
    • (179)CF21 Investment Adviser (6 Jul 2007 to 31 Oct 2007)
  • Victoria Elizabeth Hudson

    IRN VED00004

    • (139)[FCA CF] Client dealing (since 9 Dec 2019)
    • (1212)[FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • (1211)CF30 Customer (1 Feb 2010 to 8 Dec 2019)
  • Victoria Grace Lawton

    IRN VXL00046

    • (868)[FCA CF] Client dealing (20 Apr 2023 to 6 Nov 2024)
  • Victoria Isabel MacLean

    IRN VIM01004

    • (1647)[FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2021)
    • (1646)[FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
    • (1645)CF30 Customer (3 Feb 2014 to 8 Dec 2019)
  • Victoria Jane Watson

    IRN VJW01024

    • (352)CF30 Customer (1 Apr 2014 to 6 Jun 2014)
  • Victoria Mary Mudford

    IRN VMM01001

    • (509)CF1 Director (1 Dec 2001 to 1 Dec 2001)
  • Victoria Suzanne Cockbain

    IRN VSC01005

    • (26)[FCA CF] Client dealing (since 30 Jul 2021)
    • (1907)CF30 Customer (16 Nov 2018 to 8 Dec 2019)
  • Vikesh Ghelani

    IRN VXG01240

    • (103)CF28 Systems and controls (29 Sep 2015 to 22 Sep 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (219)[FCA CF] Manager of certification employee

  2. controlled function added: (218)[FCA CF] Client dealing

  3. controlled function added: (217)[FCA CF] Client dealing

  4. controlled function added: (216)[FCA CF] Manager of certification employee

  5. controlled function added: (215)[FCA CF] Client dealing

  6. controlled function added: (214)[FCA CF] Client dealing

  7. controlled function added: (213)[FCA CF] Client dealing

  8. controlled function added: (212)[FCA CF] Significant management

  9. controlled function added: (211)[FCA CF] Significant management

  10. controlled function added: (210)[FCA CF] Significant management