Date authorised
1 April 2013
Companies House
SC111488
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +441313729444
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +441313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Siobhan Geraldine Boylan

    IRN SXB02145

    • [FCA CF] Manager of certification employee (since 1 Jan 2026)
    • [FCA CF] Significant management (since 21 Jul 2025)
    • [FCA CF] Material risk taker (since 21 Jul 2025)
  • Sophie Gilmour

    IRN SXG00810

    • [FCA CF] Manager of certification employee (since 24 Feb 2025)
    • [FCA CF] Material risk taker (since 23 Jul 2024)
    • [FCA CF] Significant management (since 23 Jul 2024)
  • Sophie Underwood

    IRN SXU00002

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 17 Jul 2023)
  • Stephanie Jane Bruce

    IRN SJB01716

    • [FCA CF] Material risk taker (9 Dec 2019 to 10 May 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 10 May 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 May 2023)
  • Stephen Campbell

    IRN SXC02914

    • CF1 Director (25 Oct 2016 to 26 Jun 2019)
  • Stephen Walker

    IRN SXW00760

    • [FCA CF] Material risk taker (1 Apr 2023 to 31 Dec 2024)
  • Stephen Wallace

    IRN SXW00109

    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2024)
  • Stephen Whitehead

    IRN SXW77558

    • [FCA CF] Manager of certification employee (1 Sep 2021 to 31 Mar 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)
  • Steven Gordon

    IRN SXG84031

    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Jul 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Jan 2026)
  • Steven Whalley

    IRN SXW19157

    • [FCA CF] Significant management (30 Mar 2020 to 31 Dec 2020)
    • [FCA CF] Material risk taker (30 Mar 2020 to 31 Dec 2020)
    • [FCA CF] Manager of certification employee (30 Mar 2020 to 31 Dec 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.