ABN AMRO Clearing London Limited

• Principal Place of Business

  5 Aldermanbury Square

  London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +442031929000

  Web

  https://www.abnamro.com/clearing/en/home

• Complaints Contact

  5 Aldermanbury Square

  London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +442031929000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.

• Aidan Maxwell Bernard Paddick

  IRN AMP01095

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 May 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 5 May 2020)
• Eng Hoon Tan

  IRN EXT00181

  • SMF16 Compliance Oversight (since 16 Jul 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jul 2024)
• GERRIT BERNHARD DRAGT

  IRN GXD27895

  • SMF3 Executive Director (since 30 Apr 2020)
• Gael Marie Kerrigan

  IRN GMK01016

  • SMF16 Compliance Oversight (28 Apr 2021 to 12 Dec 2023)
• Hendrina Catharina Biemond

  IRN HXB00374

  • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2025)
• James Brian Fairweather

  IRN JBF01013

  • SMF3 Executive Director (since 9 Dec 2019)
• James Patrick Egan

  IRN JPE01039

  • SMF3 Executive Director (since 9 Dec 2019)
• Jay Mala Jaywantee Pavitt

  IRN JMP01235

  • SMF17 Money Laundering Reporting Officer (MLRO) (27 Jan 2021 to 30 Sep 2022)
• Johan Frederik Ernst ten Veen

  IRN JFT01054

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 8 Apr 2026)
• Nicola Hammond

  IRN NXH00345

  • SMF17 Money Laundering Reporting Officer (MLRO) (19 Jul 2023 to 1 Dec 2023)

No changes recorded yet.