Date authorised
1 April 2013
Companies House
OC320188
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 St. James's Market
    London
    SW1Y 4AH
    UNITED KINGDOM
    Phone
    +4402075341200
  • Complaints Contact

    The Carlyle Group, 1 St. James's Market
    London
    Westminster
    SW1Y 4AH
    UNITED KINGDOM
    Phone
    +442078943468

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Runs Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Grayson Heard

    IRN JGH01143

    • SMF27 Partner (9 Dec 2019 to 31 Jul 2025)
    • CF4 Partner (23 Jul 2014 to 8 Dec 2019)
  • Jonathan James MacQuitty

    IRN JJM01099

    • CF30 Customer (1 Nov 2007 to 30 Apr 2014)
    • CF4 Partner (13 Oct 2006 to 30 Apr 2014)
    • CF27 Investment Management (13 Oct 2006 to 31 Oct 2007)
  • Joseph Anderson

    IRN JXA01132

    • CF30 Customer (12 Nov 2007 to 1 Sep 2015)
    • CF4 Partner (12 Nov 2007 to 1 Sep 2015)
  • Kurt Konrad Hans von Emster III

    IRN KKV01004

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 29 Sep 2022)
    • CF3 Chief Executive (25 Aug 2015 to 8 Dec 2019)
    • CF30 Customer (5 Jan 2015 to 8 Dec 2019)
    • CF4 Partner (5 Jan 2015 to 8 Dec 2019)
  • Michael Francis Bigham

    IRN MFB01043

    • CF30 Customer (1 Nov 2007 to 2 Feb 2018)
    • CF4 Partner (13 Oct 2006 to 27 Nov 2014)
    • CF27 Investment Management (13 Oct 2006 to 31 Oct 2007)
  • Neil Cooper

    IRN NXC01462

    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Feb 2025)
    • CF10 Compliance Oversight (2 Dec 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Dec 2019 to 8 Dec 2019)
    • CF28 Systems and controls (2 Dec 2019 to 8 Dec 2019)
  • Nigar Huseynova

    IRN NXH00484

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Feb 2025)
    • SMF16 Compliance Oversight (since 4 Feb 2025)
  • Quentin Lionel Genghis Lloyd-Harris

    IRN QLL01001

    • SMF27 Partner (9 Dec 2019 to 29 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2022)
    • CF30 Customer (8 Feb 2014 to 8 Dec 2019)
    • CF4 Partner (19 Nov 2007 to 8 Dec 2019)
  • Stephen William Bunting

    IRN SWB01055

    • SMF27 Partner (9 Dec 2019 to 12 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 27 Aug 2019)
    • CF8 Apportionment and Oversight (13 Oct 2006 to 31 Oct 2007)
    • CF4 Partner (13 Oct 2006 to 8 Dec 2019)
    • CF3 Chief Executive (13 Oct 2006 to 1 Sep 2015)
    • CF27 Investment Management (13 Oct 2006 to 31 Oct 2007)
  • Timothy John Haines

    IRN TJH01141

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 29 Sep 2022)
    • SMF27 Partner (9 Dec 2019 to 31 Dec 2022)
    • CF3 Chief Executive (25 Aug 2015 to 8 Dec 2019)
    • CF30 Customer (1 Feb 2014 to 8 Dec 2019)
    • CF4 Partner (19 Nov 2007 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.