ABC International Bank Plc

• Principal Place of Business

  1-5 Moorgate

  London

  EC2R 6AB

  UNITED KINGDOM

  Phone

  +4402037654033

  Web

  https://www.bank-abc.com

• Complaints Contact

  1-5 Moorgate

  London

  EC2R 6AB

  UNITED KINGDOM

  Phone

  +442037654193

• Bank Deposits

  For All, Deposit

• Islamic Mortgage Admin

  For Customer, Home purchase plans

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Islamic Mortgage Arranging

  For Customer, Home purchase plans

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Islamic Mortgage Setup

  For Customer, Home purchase plans

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Peter Lavington Moore

  IRN PLM01017

  • CF8 Apportionment and Oversight (28 Feb 2003 to 22 Nov 2006)
  • CF13 Finance (1 Dec 2001 to 1 Sep 2003)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 22 Nov 2006)
  • CF10 Compliance Oversight (1 Dec 2001 to 22 Nov 2006)
• Pieter Eduard Kriel

  IRN PEK01026

  • [FCA CF] Material risk taker (6 Mar 2022 to 16 Jun 2023)
• Rajeev Santhiapillai Adrian

  IRN RSA01085

  • SMF1 Chief Executive (since 30 Mar 2021)
  • SMF3 Executive Director (since 26 Jul 2016)
  • CF28 Systems and controls (27 Nov 2014 to 6 Mar 2016)
• Rajeev anant kale

  IRN RXK01182

  • [FCA CF] Manager of certification employee (27 Oct 2020 to 3 Nov 2021)
  • [FCA CF] Significant management (27 Oct 2020 to 3 Nov 2021)
• Ravikant Sinha

  IRN RXS00881

  • [FCA CF] Material risk taker (since 22 May 2023)
• Richard Gear Thomas

  IRN RGT01052

  • CF1 Director (AR) (1 Dec 2001 to 30 Nov 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2006)
  • CF26 Customer Trading (1 Dec 2001 to 30 Nov 2006)
• Richard John Neasham

  IRN RJN01036

  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 1 May 2004)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 1 May 2004)
• Robert Hedley Grierson Large

  IRN RHL01017

  • CF11 Money Laundering Reporting (14 May 2007 to 7 Apr 2015)
  • CF10 Compliance Oversight (14 May 2007 to 7 Apr 2015)
  • CF15 Internal Audit (1 Dec 2001 to 14 May 2007)
• Robert James Morrison

  IRN RJM01228

  • CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2004)
  • CF26 Customer Trading (1 Dec 2001 to 30 Jul 2004)
• Roberto Alessandro Papadia

  IRN RAP01257

  • [FCA CF] Material risk taker (6 May 2019 to 9 Oct 2020)
  • CF29 Significant management (17 Jul 2015 to 6 Mar 2016)

• ABC IB Islamic Asset Management Limited (no longer appointed)

  FRN 205925 · Appointed 13 Nov 2000 · Until 20 Sep 2021

No changes recorded yet.