ABBOTT CAPITAL (EUROPE), LTD

Date authorised
1 April 2016
Companies House
07506871
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    53 Davies Street
    London
    W1K 5JH
    UNITED KINGDOM
    Phone
    +442031782613
    Web
    https://www.abbottcapital.com

  • Complaints Contact

    53 Davies Street
    London
    W1K 5JH
    UNITED KINGDOM
    Phone
    +442031782613

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jobst-Albrecht Hubert Kurt Klemme

    IRN JHK01053

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (10 Apr 2019 to 8 Dec 2019)
    • CF3 Chief Executive (12 May 2017 to 8 Dec 2019)
    • CF1 Director (12 May 2017 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2016 to 8 Dec 2019)
  • Jonathan Clement Menahem Tubiana

    IRN JCT01107

    • CF30 Customer (1 Apr 2016 to 7 Mar 2017)
  • Karen Hager

    IRN KXH01774

    • CF10 Compliance Oversight (1 Apr 2016 to 6 Mar 2018)
  • Kimberly Berliner

    IRN KXB02156

    • CF10 Compliance Oversight (22 Aug 2018 to 1 Feb 2019)
  • Matthew Michael Smith

    IRN MMS01110

    • CF10 Compliance Oversight (29 Mar 2018 to 23 Aug 2018)
    • CF1 Director (1 Apr 2016 to 1 May 2017)
    • CF3 Chief Executive (1 Apr 2016 to 1 May 2017)
    • CF30 Customer (1 Apr 2016 to 7 Mar 2017)
  • Moritz Johannes Turck

    IRN MJT01255

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (27 Apr 2017 to 8 Dec 2019)
  • Paolo Parziale

    IRN PXP01882

    • Director of firm who is not a certification employee or a SMF manager (since 16 Aug 2023)
    • CF2 Non Executive Director (1 Apr 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.