Abbey Windows (Thames Valley) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Credit Brokering
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- · Limited to credit broking as a supplier of goods or services (other than credit broking services) carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer.

Senior staff personally approved by the FCA to hold their roles here.

Adrian Martin Read
IRN AXR00583
- [FCA CF] Significant management (13 Dec 2021 to 2 Dec 2022)
Alan Christopher Pace
IRN AXP00618
- [FCA CF] Significant management (2 May 2022 to 15 Nov 2022)
James Alexander Stuart
IRN JAS01567
- SMF3 Executive Director (since 9 Dec 2019)
- SMF3 (AR) Executive Director function (24 Apr 2023 to 2 Oct 2024)
- CF1 Director (29 Jan 2019 to 8 Dec 2019)
Kerry Carr
IRN KXC00123
- [FCA CF] Significant management (9 Dec 2019 to 4 Feb 2025)
Neil Whitehead
IRN NXW09359
- [FCA CF] Significant management (9 Dec 2019 to 2 Aug 2021)
Robert Irving
IRN RXI00021
- [FCA CF] Significant management (since 9 Dec 2019)
Stephen Robert Mitchell
IRN SXM00818
- [FCA CF] Significant management (23 Aug 2021 to 4 Apr 2022)

Smaller firms operating under this firm's FCA authorisation.

Reading Trade Windows Limited (no longer appointed)
FRN 994171 · Appointed 30 Mar 2023 · Until 5 Dec 2024

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.