Date authorised
1 April 2013
Companies House
NI053754
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Governors Place
    Carrickfergus
    BT38 7BN
    UNITED KINGDOM
    Phone
    +4402893351525
  • Complaints Contact

    10 Governors Place
    Carrickfergus
    County Antrim
    BT38 7BN
    UNITED KINGDOM
    Phone
    +4408000665544

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    For Commercial, Retail (Non-Investment Insurance)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting with no debt management activity
  • Debt Plan Admin

  • Debt Collection

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert John Montgomery

    IRN RXM01288

    • SMF3 Executive Director (since 17 Jan 2026)
  • Sharon Dougall

    IRN SXD00373

    • [FCA CF] Significant management (12 May 2021 to 28 Oct 2022)
  • Trevor William Shaw

    IRN TWS01032

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (13 Sep 2012 to 8 Dec 2019)
  • Wendy Close

    IRN WXC19627

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (18 Oct 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.