This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Benjamin Dyas
IRN BXD01485
- (4)Employed By (since 23 Sep 2022)
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Daniel Michael Fraser Paton
IRN DMP00031
- (2)Employed By (since 23 Sep 2022)
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Michael Joseph Round
IRN MXR00403
- (3)Employed By (since 23 Sep 2022)
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Nicholas John White
IRN NJW01101
- (1)Employed By (16 Sep 2024 to 6 Jan 2026)
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Nigel Peter Louis Round
IRN NPR00001
- (5)Employed By (since 23 Sep 2022)
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Samuel Peter Morris
IRN SXM04391
- (1)Employed By (since 28 Jan 2024)
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Scott Daniel Jordan
IRN SXJ00380
- (2)Employed By (31 Jul 2023 to 14 Apr 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.