ABACUS WEALTH PLANNING LTD.

• Principal Place of Business

  Abacus Wealth Planning Ltd

  18 St. Thomas Road

  Brentwood

  Essex

  CM14 4DB

  UNITED KINGDOM

  Phone

  +4401277219594

  Web

  https://www.abacuswealthplanning.com

• Complaints Contact

  Abacus Wealth Planning Ltd

  18 St. Thomas Road

  Brentwood

  Essex

  CM14 4DB

  UNITED KINGDOM

  Phone

  +4401277219594

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

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  • · Subject to this activity being limited to a non-mainstream regulated activity

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

  Show 1 limitation Hide limitations

  • · Subject to this activity being limited to a non-mainstream regulated activity

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

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  • · Subject to this activity being limited to a non-mainstream regulated activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian Pope

  IRN AXP00074

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF11 Money Laundering Reporting (18 Feb 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (18 Feb 2014 to 8 Dec 2019)
  • CF30 Customer (1 Apr 2009 to 8 Dec 2019)
  • CF1 Director (1 Apr 2009 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 2 May 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Joan Marion Moisey

  IRN JMM01270

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (26 Jul 2005 to 8 Dec 2019)
• John Colin Dennis

  IRN JCD01128

  • CF30 Customer (6 Jan 2011 to 21 Dec 2012)
• Kenneth Charles Brown

  IRN KCB01021

  • CF30 Customer (7 Jul 2008 to 27 Sep 2009)
• Paul Stephen Moisey

  IRN PXM00140

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 9 May 2024)
  • [FCA CF] Client dealing (since 3 May 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Robert John Bird

  IRN RJB00139

  • CF21 Investment Adviser (2 Jan 2003 to 22 Oct 2003)
• Stephen David Moisey

  IRN SDM00004

  • Responsible for Insurance Mediation (16 May 2008 to 5 Feb 2014)
  • CF30 Customer (1 Nov 2007 to 5 Feb 2014)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 5 Feb 2014)
  • CF1 Director (1 Dec 2001 to 14 Feb 2014)
  • CF10 Compliance Oversight (1 Dec 2001 to 5 Feb 2014)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 1 Dec 2001)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
• William Kirton

  IRN WXK00004

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2025)
  • CF30 Customer (5 Jan 2011 to 21 Dec 2012)

No changes recorded yet.