Date authorised
1 April 2015
Companies House
09168181
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Summerfield Road
    Cliftonville
    Margate
    Kent
    CT9 3EZ
    UNITED KINGDOM
    Phone
    +4401843226611
  • Complaints Contact

    7 Summerfield Road
    Cliftonville
    Margate
    Kent
    CT9 3EZ
    UNITED KINGDOM
    Phone
    +4401843226611

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Candida Nicholass

    IRN CXP01677

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Dec 2022)
    • Responsible for Insurance Mediation (23 Mar 2016 to 30 Sep 2018)
    • CF1 Director (9 Mar 2016 to 8 Dec 2019)
  • Duncan Michael Ian Prophet

    IRN DMP01082

    • Responsible for Insurance Mediation (1 Apr 2015 to 17 Mar 2016)
    • CF1 Director (1 Apr 2015 to 17 Mar 2016)
  • Emily Wake

    IRN EXW01281

    • Responsible for Insurance Distribution (since 7 Mar 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (9 Mar 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.