Date authorised
1 April 2013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    36 Woodthorpe Drive
    Bewdley
    Worcs
    DY12 2RH
    UNITED KINGDOM
    Phone
    +441902761100
  • Complaints Contact

    36 Woodthorpe Drive
    Bewdley
    Worcs
    DY12 2RH
    UNITED KINGDOM
    Phone
    +441902761100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Moreton

    IRN DXM01768

    • SMF16 Compliance Oversight (since 16 Aug 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Aug 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF4 Partner (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Godfrey Garrett

    IRN GXG01238

    • CF4 Partner (14 Jan 2005 to 25 Dec 2009)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Kevan Stuart Wilkinson

    IRN KSW01040

    • CF4 Partner (23 Mar 2017 to 1 Oct 2018)
  • Margaret Doble

    IRN MXD00280

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.