AA Advisors Europe Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Share, Unit
Investment Setup

For Professional, Share, Unit

Senior staff personally approved by the FCA to hold their roles here.

Alexandra Isabella Daly
IRN AID01008
- [FCA CF] Client dealing (since 1 Dec 2020)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF3 Chief Executive (23 Nov 2011 to 8 Dec 2019)
- CF1 Director (23 Nov 2011 to 8 Dec 2019)
- CF11 Money Laundering Reporting (23 Nov 2011 to 8 Dec 2019)
- CF10 Compliance Oversight (23 Nov 2011 to 8 Dec 2019)
Connor James Miles
IRN CXM01116
- [FCA CF] Client dealing (31 Jul 2024 to 10 Dec 2024)
JUDE KWABENA ASENSO ADDO
IRN JKA01032
- CF30 Customer (2 Sep 2021 to 27 Jan 2023)
- CF1 Director (AR) (2 Sep 2021 to 27 Jan 2023)
Paul Raymond Sullivan
IRN PRS01110
- [FCA CF] Client dealing (since 27 Sep 2024)
Paula Joy Crockett
IRN PJC01162
- [FCA CF] Client dealing (since 7 Oct 2024)
Sara Helen Simmons
IRN SHS01029
- [FCA CF] Client dealing (31 Jul 2024 to 30 May 2025)
Serena Menaguale
IRN SXM03013
- [FCA CF] Client dealing (since 27 Feb 2026)
Steven Nelson
IRN SXN00483
- [FCA CF] Client dealing (since 26 Feb 2026)

Smaller firms operating under this firm's FCA authorisation.

CAP3 Advisors, LC (no longer appointed)
FRN 955135 · Appointed 20 Jul 2021 · Until 26 Jul 2021
JA Financial Advisors Limited (no longer appointed)
FRN 954794 · Appointed 15 Jul 2021 · Until 27 Jan 2023

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.