This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

A S L Financial Planning Ltd

Watch for changes

FRN: 208356
Last scraped: 3 weeks ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Moseleys Farm Business Centre

Fornham All Saints

Bury St Edmunds

Suffolk

IP28 6JY

UNITED KINGDOM

Phone

+4401284703493

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Christopher Andrew Mason
IRN CAM00016
- Employed By (2 Jun 2009 to 30 Nov 2010)
Lynne Simone Clark
IRN LSC01041
- Employed By (19 Aug 2010 to 23 Mar 2011)
Raymond Hugh Balmer
IRN RXB00109
- Employed By (6 Jan 2004 to 29 Jun 2004)
Sarah Elizabeth Lock
IRN SEL00013
- Employed By (3 Jun 2009 to 18 Oct 2010)
Sarah Elizabeth Lock
IRN SER01026
- Employed By (3 Jan 2002 to 4 Feb 2002)
Steven Murray Heard
IRN SMH00023
- Employed By (11 Mar 2004 to 26 Mar 2004)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.