A P R Smith & H G Wareham

This firm operates as an appointed representative of NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE). Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Senior staff personally approved by the FCA to hold their roles here.

Andrew Patrick Rennie Smith
IRN APS01157
- (1)Employed By (since 28 Mar 2007)
Heather Gay Wareham
IRN HGW01010
- (2)Employed By (since 14 Oct 2020)
- (1)Employed By (31 Mar 2015 to 4 May 2018)
Joanne Elizabeth Oliver
IRN JEO01036
- (2)Employed By (28 Mar 2007 to 1 Apr 2014)

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.