4 Square Advice Limited

Date authorised
1 April 2013
Companies House
04257080
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1
    Fordbrook Business Centre
    Marlborough Road
    Pewsey
    Wiltshire
    SN9 5NU
    UNITED KINGDOM
    Phone
    +4401672500150
    Web
    https://www.4sq.biz

  • Complaints Contact

    1 Fordbrook Business Centre
    Marlborough Road
    Pewsey
    Wiltshire
    SN9 5NU
    UNITED KINGDOM
    Phone
    +4401672500150

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Paul Watson

    IRN APW00005

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 17 Nov 2020)
    • [FCA CF] Client dealing (since 17 Nov 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [FCA CF] CASS oversight function (20 Apr 2020 to 21 Apr 2020)
    • CF11 Money Laundering Reporting (13 Jan 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Jan 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (13 Jan 2014 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (25 Jan 2002 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (25 Jan 2002 to 31 Mar 2009)
    • CF21 Investment Adviser (25 Jan 2002 to 31 Oct 2007)
  • David Marwood Rowland

    IRN DMR00007

    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Jan 2014)
    • CF1 Director (25 Jan 2002 to 1 Jan 2014)
    • CF10 Compliance Oversight (25 Jan 2002 to 1 Jan 2014)
    • CF11 Money Laundering Reporting (25 Jan 2002 to 1 Jan 2014)
  • John David Philp

    IRN JDP00025

    • CF30 Customer (1 Jan 2014 to 15 Jan 2015)
  • Timothy Jack Woodward

    IRN TJW00007

    • CF21 Investment Adviser (25 Jan 2002 to 20 Dec 2002)
    • CF1 Director (25 Jan 2002 to 20 Dec 2002)
  • Tina Watson

    IRN TXW01142

    • CF1 Director (25 Jan 2002 to 31 Dec 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.