Date authorised
1 April 2013
Companies House
07613409
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Teulon Wing
    Warlies Park House
    Horseshoe Hill
    Waltham Abbey
    Essex
    EN9 3SL
    UNITED KINGDOM
    Phone
    +4401787281722
  • Complaints Contact

    Teulon Wing
    Warlies Park House
    Horseshoe Hill
    Waltham Abbey
    Essex
    EN9 3SL
    UNITED KINGDOM
    Phone
    +4401787281722

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Haydn Justin Hertz

    IRN HJH01036

    • CF1 Director (AR) (since 15 Mar 2025)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (3 Oct 2011 to 30 Sep 2018)
    • CF3 Chief Executive (3 Oct 2011 to 8 Dec 2019)
    • CF1 Director (3 Oct 2011 to 8 Dec 2019)
  • Karen Barretto

    IRN KXB01790

    • CF1 Director (AR) (15 Nov 2016 to 15 Nov 2016)
  • Keith Langton

    IRN KXL01193

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (5 Mar 2012 to 8 Dec 2019)
  • Peter Wellock

    IRN PXW17863

    • CF1 Director (AR) (31 Jul 2019 to 31 Aug 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.