Date authorised
15 February 2021
Companies House
12458454
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    189 Brompton Road
    3A
    London
    Kensington And Chelsea
    SW3 1NE
    UNITED KINGDOM
    Phone
    +442075812727
  • Complaints Contact

    189 Brompton Road
    London
    Kensington And Chelsea
    SW3 1NE
    UNITED KINGDOM
    Phone
    +447469854372

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Carla Barrage

    IRN CXB00807

    • [FCA CF] Client dealing (since 1 May 2023)
  • Cornelius Johan Eek Clauson

    IRN CXC00418

    • [FCA CF] Client dealing (6 Oct 2021 to 24 Nov 2021)
  • Elie Salameh

    IRN EXS00203

    • SMF3 Executive Director (6 Dec 2022 to 22 May 2023)
    • [FCA CF] Client dealing (31 Jan 2022 to 22 May 2023)
  • Jamil Barraj

    IRN JXB01408

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Feb 2021)
    • SMF16 Compliance Oversight (since 15 Feb 2021)
    • SMF3 Executive Director (since 15 Feb 2021)
    • [FCA CF] Client dealing (since 15 Feb 2021)
  • Sari Maher Anabtawi

    IRN SXA00030

    • SMF3 Executive Director (15 Feb 2021 to 1 Aug 2022)
    • [FCA CF] Client dealing (15 Feb 2021 to 1 Aug 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.