Date authorised
1 April 2013
Companies House
04763660
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Oakwood House
    Overend
    Elton
    Peterborough
    Cambridgeshire
    PE8 6RU
    UNITED KINGDOM
    Phone
    +4407774155698
  • Complaints Contact

    Oakwood House
    Overend
    Elton
    Peterborough
    Cambridgeshire
    PE8 6RU
    UNITED KINGDOM
    Phone
    +4407774155698

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew John Hogan

    IRN AJH01554

    • CF1 Director (AR) (24 Nov 2008 to 1 Oct 2021)
  • PHILIP ANTHONY HAYES

    IRN PAH01219

    • [FCA CF] CASS oversight function (since 1 Jun 2020)
    • [FCA CF] Significant management (since 1 Jun 2020)
    • [FCA CF] Client dealing (since 1 Jun 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Steven John Brindley

    IRN SJB01419

    • CF1 Director (AR) (since 13 Mar 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.