Date authorised
1 April 2013
Companies House
OC332867
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Almack House
    28 King Street
    London
    SW1Y 6QW
    UNITED KINGDOM
    Phone
    +442074932462
  • Complaints Contact

    Almack House
    28 King Street
    London
    SW1Y 6QW
    UNITED KINGDOM
    Phone
    +442074932462

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Pierre-Antoine Jean Marie Erasme Lhote De Selancy De Bertier De Sauvigny

    IRN PJL01193

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10 Compliance Oversight (15 Jul 2008 to 21 Jun 2016)
    • CF4 Partner (15 Jul 2008 to 8 Dec 2019)
    • CF30 Customer (15 Jul 2008 to 8 Dec 2019)
    • CF3 Chief Executive (15 Jul 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Jul 2008 to 21 Jun 2016)
  • Raisah Yusuf

    IRN RXY00011

    • [FCA CF] Client dealing (since 25 Oct 2022)
  • Rajen Shah

    IRN RXS00960

    • [FCA CF] Material risk taker (13 Nov 2023 to 30 Sep 2025)
  • Richard Paul Golaszewski

    IRN RXG00196

    • [FCA CF] Material risk taker (9 Dec 2019 to 24 Aug 2022)
  • Robert Costrel De Corainville

    IRN RXC01667

    • SMF27 Partner (9 Dec 2019 to 1 Nov 2024)
    • CF4 Partner (1 Jul 2014 to 8 Dec 2019)
    • CF30 Customer (2 Jul 2010 to 8 Dec 2019)
  • Roxane Ildiko Marie-Grégoire d'Alès

    IRN RID01018

    • [FCA CF] Client dealing (since 31 Mar 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Feb 2023)
    • CF30 Customer (29 Aug 2018 to 8 Dec 2019)
  • Scott William Douglas Gudmandson

    IRN SXG00917

    • [FCA CF] Client dealing (since 9 Jul 2025)
  • Stephen Anthony Swentzel

    IRN SXS00525

    • [FCA CF] Material risk taker (9 Dec 2019 to 24 Aug 2022)
  • Stephen Kosoris

    IRN SXK00915

    • [FCA CF] Client dealing (since 25 Feb 2025)
  • Stephen Quinn

    IRN SXQ17094

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (12 Jul 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.