Date authorised
1 April 2013
Companies House
OC332867
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Almack House
    28 King Street
    London
    SW1Y 6QW
    UNITED KINGDOM
    Phone
    +442074932462
  • Complaints Contact

    Almack House
    28 King Street
    London
    SW1Y 6QW
    UNITED KINGDOM
    Phone
    +442074932462

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Chermaine Eladio Fullinck

    IRN CXF00463

    • [FCA CF] Client dealing (since 1 Apr 2026)
  • Christopher James John McNamee

    IRN CJM01373

    • CF30 Customer (10 Nov 2008 to 28 Feb 2011)
  • Christopher Seiya Hirschman

    IRN CSH01088

    • [FCA CF] Client dealing (since 21 Feb 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Feb 2023)
    • CF30 Customer (28 Feb 2018 to 8 Dec 2019)
  • Claire Elizabeth Hedley

    IRN CXG01423

    • [FCA CF] Client dealing (since 24 Mar 2026)
  • Colleen Maureen Parra

    IRN CXP00655

    • [FCA CF] Client dealing (since 30 Jul 2024)
  • Dane Alan Graham

    IRN DXG00429

    • SMF27 Partner (since 17 Sep 2024)
    • [FCA CF] Client dealing (since 15 Nov 2022)
  • Daniel Gerard Lee III

    IRN DXL00187

    • [FCA CF] Material risk taker (30 Mar 2020 to 22 Apr 2022)
    • [FCA CF] Client dealing (30 Mar 2020 to 22 Apr 2022)
  • Daniel Robert Kettner

    IRN DXK00317

    • [FCA CF] Client dealing (since 25 Jul 2023)
  • David Wilson

    IRN DXW01480

    • SMF27 Partner (since 9 Mar 2023)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Oct 2023)
    • CF30 Customer (22 May 2019 to 8 Dec 2019)
  • Dorian Vogt

    IRN DXV00127

    • [FCA CF] Client dealing (since 25 Feb 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.